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  The list, the diagram and the syllogism

  Statements, when written, can be placed alongside one another. Consider for example the

syllogism, the form of argument fundamental to Western classical logic, in which two

propositions are combined to produce a conclusion. Although syllogistic thinking occurs also

in non-literate cultures, the expression of the syllogism is nonetheless dependent on the

technology of writing. It is impossible to express a general statement such as 'All p's are q'

without reference to writing.

In the oral context, specific cases may be considered, and their logic discussed at great depth.

However, in practice, the move to the generalization seems rare. Without the mustering of

many cases, each demonstrating the same style of argument, then there seems no point in

attempting the summary that is expressed in the syllogism 'All p's are q'. Without the impetus

of writing the motivation for that style of generalization is greatly reduced.

So, the argument goes, externality allows comparisons to be made across cases. This in turn

leads to styles of argument being apparent, independent of their content. This is the foundation

of logic.


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  The most important qualification to this argument lies in the suggestion that printing is as

important a factor as writing, since printing extends so vastly the numbers of documents

manufactured, and hence also the readership.

Consider Eisenstein on the sixteenth century revolution which followed the invention of

printing:
  'Much as maps from different regions were brought into contact in the course of
preparing editions of atlases, so too were technical texts brought together in certain
physicians' and astronomers' libraries. Contradictions became more visible; divergent
traditions more difficult to reconcile' (1979:74).

  Eisenstein also emphasizes the effects of standardization, the implications of editions of

identical books instead of copyists' books, each with unique scribal errors:
  'In suggesting that the implications of standardization may be underestimated, however,
I am not thinking only about textual emendation and errors, but also about calendars,
dictionaries, ephemerides and other reference guides; about maps, charts, diagrams and
other visual aids. The capacity to produce uniform spatio-temporal images is often
assigned to the invention of writing without adequate allowance being made for the
difficulty of multiplying individual images by hand. The same point applies to systems
of notation whether musical or mathematical' (1979:81).

  The development of geometry, mathematics and the precise sciences is closely connected to the

development of printing and the wide scale printing and distribution of texts. Here Eisenstein

detects a clear change from the mediaeval world, and charts some of the differences which

follow.

Goody argues that 'preservation leads to accumulation, and accumulation to the increased

possibility of incremental knowledge. Writing, being in effect the first stage of this process of

preserving the past in the present, had the most far-reaching effects'(1988: 54).   However,

Eisenstein1 again links this to printing rather than to writing per se. Editions of handwritten

books, because of the small numbers produced, lack durability in the long term. Only with the

wide distribution of multiple identical copies was preservation achieved.

Eisenstein's arguments are important, since if the differences claimed to follow from writing

are actually attributable to printing, then the role of technology seems not less but more

important. This suggests that similar radical changes may result from the introduction of

computers as a new writing technology. I shall criticize the claims that have been made for one

sort of computer writing (hypertext) below.






  10





  Lists


  Goody has written persuasively of the influence of lists on the way we think (1978: 114). Lists

and labelled diagrams are clear examples of new techniques resulting from the use of writing.

The claim is that writing lists invites questions. If one is writing a two-column list of words,

then each word must be placed in the correct column, and not written down in both columns. If

it is in one column, then having been written once it need not be repeated. It is suggested that

this simple procedure lies behind many of our classificatory concerns. Is a tomato a fruit or a

vegetable? In an oral society the item 'tomato' may occur on both lists, or neither, and in either

case, no one may notice. It is not claimed that an oral society would be unable to answer this

question, but rather that this particular question is less likely to be posed. Without writing there

are fewer contexts in which a choice of category or class becomes an issue. Moreover, in an

oral society it is quite possible for the assignment to change and for no one to notice. This can

have useful results; consider for example the problems inherent in correlating a lunar and a

solar calendar. If the months are named for the seasonal activity, as is often the case, then after

a few years the moons will be loose their correlation with the seasons. For example, when it is

nominally the harvest month, the grain has not yet ripened. When this is noticed it is easy, in

an oral society, to re-adjust. We must have been wrong about the month; it is clearly the

weeding month and not the harvesting month. Shrug your shoulders and get on with it.

Problems only arise when a written record exists(Q.v. Bohnhoff and the Di calendar). On a

calendar, months can be crossed off but the discrepancy becomes a double one. Not only do

you call this month the harvest month when the crops are unripe, but there is a further visible

problem on your calendar: you have already marked the weeding month as having passed. This

raises the new and extra problem of systematization. Without writing these questions did not

arise so forcefully. Consequences that can be traced to the invention of writing therefore

include disembodied or abstract classification, and the possibility of classificatory

completeness.




  11




  Illustration: Classifying and writing tables.

Take a sheet of paper.

At the top write The world and its contents.

Next, draw a line vertically down.

Now begin to write some of the objects in the world.

Do you put them to the left or to the right of the line?

Should apples be best placed on the same side or opposite from snakes, trees and god?


  Or:

Draw a circle in the middle.

Write The earth inside it

and The heavens outside.

Now begin to write down some of the objects in the world.

 





  How is this version different?








  There are many ways of playing this game.











  We have seen that writing can sharpen contrasts by juxtaposition. Indeed, writing may actually

operate to create contrasts. The consideration of written items, particularly of different and

incompatible versions, serves to prompt questions about them. Only when writing is it

necessary to decide in a literal sense where to put things on a 'page' (of whatever sort). So, for

example, are rain and dew to be listed with things of the earth, or with things of the heavens 1?

This is not to suggest that classification only occurs with writing:
  'I do not wish to argue that the system itself is created by writing: classification is an
obvious condition of language and of knowing. But it is clear that the oral situations,
the conditions of utterance, in which individuals, in most societies would formulate an
exhaustive classification of terms for, say, trees or kin, are few, and certainly extra-
ordinary' (Goody (1977: 102) my emphasis).

  Rather, what I am suggesting is that a consequence of literacy is the process of 'over-

generalization'. Writing leads to the issue of whether a tomato is a fruit or a vegetable.

A further result of the move from oral to written communication is that more must be made

explicit; there are no back-channels to check understanding. Writing tends to be more complete,

and to be more explicit than speech. There is less indirection. What philosophers call 'indirect

speech acts' often fail when transmitted in a written medium. When put into writing their very

indirectness enables too wide a range of interpretation. In writing, things must be (literally and

metaphorically) spelled out.

From another point of view, consider, the differences between conversational speech, writing

to another person and writing computer code (writing for a machine). There is an increasing

degree of explicitness, and of formality. In speech we have interchanges such as:

  About that thing...

Yes.

Well, I've sorted it out.

  A letter can also be contextual: 'Re your letter of the 15th, I agree with what Smith said about

Jones', but the context needs to be expressly evoked ('Re yours'). In conversation the context

can remain implicit; the use of the back channel ('Yes') confirms that this is no barrier to





1 Goody .



  13








  understanding. In the computer program, however, nothing can be left to be inferred. Both the

objects and the procedures that will operate on those objects must be defined.

Moreover, writing opens up possibilities of criticism. Distance allows licence to subordinates.

Consider Nelson holding his telescope to his blind eye. A new class of excuses is created: 'the

letter was lost in the post', rather than 'I read your letter and didn't agree so I have disregarded

its contents'.


  Law

  Recording laws in writing leads to codification, which in turn enables such idealized concepts

as 'the rule of law'. In order to achieve this ideal, it is necessary first to abstract and to objectify

in order to establish a policy or policies from the mass of particular cases. These principles

must then be exercised consistently. In the absence of a written context, while it may still be

possible to exercise justice both fairly and consistently, this is not only less likely to occur, but

much more difficult to demonstrate. While justice may be done, it will not so clearly be seen to

be done.

The written record is more persuasive than the fallible memories of interested parties. This

allows for the usual case in which literacy is restricted and literate experts have to read, interpret

or explain the text to others most of whom are illiterate. The point is to see the difference

between this case and one in which the experts simply speak with no possibility of external

corroboration (or challenge). By pointing or otherwise referring to the written source the expert

has an extremely effective rhetorical device! It is, however, a two-edged sword – the same texts

can be used to challenge what in an oral society is uncontestable authority. Again, reference to

external objects (written documents) can be a strategy to displace the real location of power.


  Grammar

  It has been suggested that writing results in new concepts of language, focusing upon words

rather than phrases (clauses). The study of grammar, and the idea of language as an object of

study, are enabled by writing. This argument works best for syllabic or alphabetic writing

systems. It is less convincing for logographic writing (which I will discuss later), although

there is a long tradition of Chinese grammarians.  Moreover, it should be remembered that early

alphabetic writing lacked the spaces we now use to demarcate words.

  When writing lacked spaces



  14









  itwasalothardertoreadanditwasassumedthatitwouldbereadaloud.


it wÅz e lOt
hAd´ tu ri:d and it wÅz asumEd Bat it wud bi rEd
 elaud



It was a lot harder to read and it was assumed that it would be read aloud.


  However, words as discrete linguistic items, like other grammatical features, may be less a

product of writing than of printing.


Blurring the distinction between literacy and orality.

The strong position outlined above is often called the 'great divide thesis'. I now turn briefly to

some of the criticisms that have been made of this. The main burden of these is that where its

advocates, such as Goody , see a sharp qualitative difference, there is in fact a continuum.

Two styles of criticism are associated with Ruth Finnegan1 and Harvey Graff 2: Finnegan blurs

the distinction by showing that many of the features claimed to result from literacy may be

found in oral societies. Graff argues that literacy is a large and complex category which must

itself be analysed. Some of the internal baggage may not really be about the process of dealing

with writing; an example is the case of the Vai, discussed below. In this case formal schooling

rather than writing itself may have the rationalizing effects otherwise identified as a

consequence of writing.
  'Literacy represents a range of abilities or skills that may or may not lead to a distinctive
personal, social-psychological condition or orientation. Its meaning is established only
in precise historical contexts; it is not universally given or proscribed. It need not
connote dimensions of the liberal, the polished, or the literary, and may not even
contrast strongly with illiteracy. Changing terminology will not solve the problem. A
more difficult task is called for: a revision and reconceptualisation of the ways in which
we think about literacy and illiteracy. Literacy must be seen as symbol and symptom as
well as fact; that is one of the consequences of historical development.' (Graff 1987:
374).

  Finnegan discusses some oral techniques of transmission which differ markedly from the

stereotype of the troubadour poet who creates a new variant of a common theme at each




1 E.g. 1988.

2 E.g. 1987.


  15




  stereotype of the troubadour poet who creates a new variant of a common theme at each

performance, by the use of a stock of phrases and plots). There are other types of oral

composition and transmission. She cites Somali oral poetry (1988: 166) and Pacific island

song composition (1988: 86-109) as examples of other oral cultures in which fixity of

composition is achieved and transmitted. A further case may be found in Indian Vedic literature

which although written is transmitted from one generation of monk to another in a purely oral

medium Staal (1961). The monks employ various means to ensure that the texts are learned

perfectly. The more formal techniques are the chanting of the texts in sequences, starting from

one word and building up a word at a time, rather in the fashion of the playground song One

man went to mow. Further complications were added: reciting alternate words and the whole

text backwards. Two of the most important techniques are chanting in unison and the belief that

the texts are holy. Impetus to learn them perfectly follows from this belief, and chanting in

unison gives immediate feedback (as did, apparently, the liberal use of corporal punishment).

Chanting in unison is crucial since it allows errors to be detected. The multiple voices, just as

the multiple copies made by the printing press (see Eisenstein (1979:115-6), ensure that the text

is safely and accurately transmitted.

Finnegan points out the complexities of the actual situation, which may be overlooked if we

blindly apply an orality versus literacy template. For just as there are probably no societies in

the world today untouched by writing in some form, direct or otherwise, so too in our own

world orality is alive and well. (University lectures notwithstanding). An intriguing example is

the extent to which large corporate organizations function as oral societies, albeit with writing

as a talisman and icon. Executives are far too busy to read all the paper that crosses their desks.

So reports begin with a one page executive summary, a summary written for executives

without the time for leisured, thorough reading. In some cases managers do not have time even

to read the summaries. The author of a report gives a verbal summary: This paper shows that...

Such occurrences remind us that the influence of powerful rhetoric on decision-making should

not be underestimated, even where the decisions are ostensibly based on written arguments.

Perhaps in the executive summary and in the unread minutes of countless




  16








  committees we have the contemporary counterparts of a world that Eisenstein (1979: 11)

believes was lost with the advent of printing: a world which is partly oral and partly literate.

Finnegan also stresses the complexity of the different divisions of labour made in the world.

Some read and write, others read, some do neither. There are many worlds in the one world.

But she plays down the pervasiveness of the idea of literacy. Once the example has been

given, then people can think like literates while remaining oral. The oratory taught in American

high schools, and fostered in university debating clubs and in the British Houses of Parliament

is a highly literate one. It is not necessary actually to write a list in order to think with lists in

mind.


  A case study: the Vai of Liberia

  The Vai of Liberia are one of the few societies in which an indigenous writing system exists

and which is a parallel and (may be a) development independent from the western writing

tradition whose genealogy will be examined in a later chapter. The Vai provide a natural

laboratory which enables the role of western style schooling to be assessed. Indeed, the results

obtained from studies of the Vai show that many of the so-called consequences of literacy,

abstract thought, systematic reasoning, etcetera, seem to correlate with schooling rather than

literacy. These results appear to challenge the suggested consequences of literacy. Goody

concedes that they challenge the cruder and more extreme claims, but takes solace in the

examination of the applications of literacy by the Vai themselves, rather than the results of

experimentation that may itself assume schooling – for only in school do objective,

decontextualized questions occur. In the writings of one prominent unschooled but literate Vai

businessman there is evidence of systematization. Examples are: the practice of keeping

accounts, of keeping track of stock and money, debts and the workings of a contribution or

savings club; playing with words, sorting names according to a similarity of grapheme which

takes them from their chronological order, decontextualized once by writing, and now again

still further by some of the principles implicit in the writing system itself. Goody uses these to

justify the Great Divide thesis (1987).


Conclusion to Chapter One

If we take a broad historical perspective then it seems plausible superficially, at least, that a

technological innovation such as literacy should have social and cultural consequences. Take

the cases of the invention of the plough, the use of the horse and spear. So too, the world has

changed in the last hundred years, in part because of the discoveries and deployment of some

basic forces such as electricity with all that that entails (the computer being only one such

development). It helps to keep this point in mind both when reviewing the arguments that I

have just presented and when considering the summary of the history that now follows. For

all the cavils and counter-arguments that seek to blur the gap between literacy and orality, the

key point is that over the long term there is a difference and writing must be accorded some

role in the explanation of that change.


  17


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